Wealth Management Operations Manager (Bilingual in Chinese) – H1B Sponsorship Available
TransGlobal
📍 Diamond Bar, CA
💼 Finance
💵 $78,000 – $100,000/yr
Full-time
Pay
$78,000 – $100,000/yr
Job type
Full-time
Location
Diamond Bar, CA
Category
Finance
Posted
Jun 10
Expires
2026-08-09
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Full job description
GENERAL FUNCTION / SUMMARY Wealth Management Operations Manager plays a critical leadership role in directing the firm's regulatory compliance, advisor registration, training programs, reporting processes, and overall operational support. This position ensures strict adherence to SEC, FINRA, and state regulatory requirements while serving as a vital resource for Investment Adviser Representatives (IARs), clients, and internal teams. Success in this role demands exceptional organizational acumen…